EBU Single Rulebook Q&A 27 November 2013 2013_567 Column “OVERALL EFFECT (ADJUSTMENT) DUE TO INFRINGEMENT OF THE DUE DILIGENCE PROVISIONS” to be reported only from investor institutions. C 12.00 – Credit Risk: Securitisation - Standardised Approach to Own Funds Requirements (CR SEC SA)

Why is the column “OVERALL EFFECT (ADJUSTMENT) DUE TO INFRINGEMENT OF THE DUE DIL-IGENCE PROVISIONS” not shown greyed for the rows concerning Sponsor and Originator? According to article 407 CRR this effect is only possible for investor institutes. Austrian Federal Economic Chamber, Division Bank and Insurance Industry association Column 350 of CR SEC SA (C 12.