EBU Single Rulebook Q&A 25 November 2014 2014_1645 Liquidity requirements: scope of applicability for investment firms

Also known as

European Union · · · 25-11-2014

What are the prudential requirements for the following firms?a) investment firms that are authorised to provide the investment service referred to in point (3) of Section A of Annex I to Directive 2004/39/EC but are not authorised to provide the investment service referred to in point (6);b) investment firms that are authorised to provide the investment service referred to in point (6) of Section

Read the full text

This document is published by eba.europa.eu.

Moonlit adds the citation network, article-level links and cross-references, which are available to search for free.