European Commission 12 July 2012, Commission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions Text with EEA relevance

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European Union · · · Cited by 24 · 12-07-2012

Article 1. Subject matter
Article 2. Right to be heard by the investigating officer
Article 3. Right to be heard by ESMA’s Board of Supervisors with regard to fines and supervisory measures
Article 4. Right to be heard by ESMA’s Board of Supervisors with regard to periodic penalty payments
Article 5. Access to the file and use of documents
Article 6. Limitation periods for the imposition of penalties
Article 7. Limitation periods for the enforcement of penalties
Article 8. Collection of fines and periodic penalty payments
Article 9. Calculation of periods, dates and time limits
Article 10.

16.10.2012

Official Journal of the European Union

L 282/23

COMMISSION DELEGATED REGULATION (EU) No 946/2012

of 12 July 2012

supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of

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