Council of the European Union and European Parliament 16 April 2014, Regulation (EU) No 596/2014 of the European Parliament and of the Council of 16 April 2014 on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC Text with EEA relevance

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CHAPTER 1. GENERAL PROVISIONS
Article 1. Subject matter
Article 2. Scope
Article 3. Definitions
Article 4. Notifications and list of financial instruments
Article 5. Exemption for buy-back programmes and stabilisation
Article 6. Exemption for monetary and public debt management activities and climate policy activities
CHAPTER 2. INSIDE INFORMATION, INSIDER DEALING, UNLAWFUL DISCLOSURE OF INSIDE INFORMATION AND MARKET MANIPULATION
Article 7. Inside information
Article 8. Insider dealing
Article 9. Legitimate behaviour
Article 10. Unlawful disclosure of inside information
Article 11. Market soundings
Article 12. Market manipulation
Article 13. Accepted market practices
Article 14. Prohibition of insider dealing and of unlawful disclosure of inside information
Article 15. Prohibition of market manipulation
Article 16. Prevention and detection of market abuse
CHAPTER 3. DISCLOSURE REQUIREMENTS
Article 17. Public disclosure of inside information
Article 18. Insider lists
Article 19. Managers’ transactions
Article 20. Investment recommendations and statistics
Article 21. Disclosure or dissemination of information in the media
CHAPTER 4. ESMA AND COMPETENT AUTHORITIES
Article 22. Competent authorities
Article 23. Powers of competent authorities
Article 24. Cooperation with ESMA
Article 25. Obligation to cooperate
Article 26. Cooperation with third countries
Article 27. Professional secrecy
Article 28. Data protection
Article 29. Disclosure of personal data to third countries
CHAPTER 5. ADMINISTRATIVE MEASURES AND SANCTIONS
Article 30. Administrative sanctions and other administrative measures
Article 31. Exercise of supervisory powers and imposition of sanctions
Article 32. Reporting of infringements
Article 33. Exchange of information with ESMA
Article 34. Publication of decisions
CHAPTER 6. DELEGATED ACTS AND IMPLEMENTING ACTS
Article 35. Exercise of the delegation
Article 36. Committee procedure
CHAPTER 7. FINAL PROVISIONS
Article 37. Repeal of Directive 2003/6/EC and its implementing measures
Article 38. Report
Article 39. Entry into force and application
ANNEX I. A. Indicators of manipulative behaviour relating to false or misleading signals and to price securing

12.6.2014

Official Journal of the European Union

L 173/1

REGULATION (EU) No 596/2014 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 16 April 2014

on market abuse (market abuse regulation) and repealing Directive 2003/6/EC of the European Parliament and of the Council and Commission Directives 2003/124/EC, 2003/125/EC and 2004/72/EC

(Text with EEA relevance)

THE EUROPEAN

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