Council of the European Union and European Parliament 25 November 2015, Regulation (EU) 2015/2365 of the European Parliament and of the Council of 25 November 2015 on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012 (Text with EEA relevance)

Also known as

European Union · · · Cited by 823 · 25-11-2015

CHAPTER I. SUBJECT MATTER, SCOPE AND DEFINITIONS
Article 1. Subject matter
Article 2. Scope
Article 3. Definitions
CHAPTER II. TRANSPARENCY OF SFTS
Article 4. Reporting obligation and safeguarding in respect of SFTs
CHAPTER III. REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY
Article 5. Registration of a trade repository
Article 6. Notification of and consultation with competent authorities prior to registration or extension of registration
Article 7. Examination of the application
Article 8. Notification of ESMA decisions relating to registration or extension of registration
Article 9. Powers of ESMA
Article 10. Withdrawal of registration
Article 11. Supervisory fees
Article 12. Transparency and availability of data held in a trade repository
CHAPTER IV. TRANSPARENCY TOWARDS INVESTORS
Article 13. Transparency of collective investment undertakings in periodical reports
Article 14. Transparency of collective investment undertakings in pre-contractual documents
CHAPTER V. TRANSPARENCY OF REUSE
Article 15. Reuse of financial instruments received under a collateral arrangement
CHAPTER VI. SUPERVISION AND COMPETENT AUTHORITIES
Article 16. Designation and powers of competent authorities
Article 17. Cooperation between competent authorities
Article 18. Professional secrecy
CHAPTER VII. RELATIONSHIP WITH THIRD COUNTRIES
Article 19. Equivalence and recognition of trade repositories
Article 20. Indirect access to data between authorities
Article 21. Equivalence of reporting
CHAPTER VIII. ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES
Article 22. Administrative sanctions and other administrative measures
Article 23. Determination of administrative sanctions and other administrative measures
Article 24. Reporting of infringements
Article 25. Exchange of information with ESMA
Article 26. Publication of decisions
Article 27. Right of appeal
Article 28. Sanctions and other measures for the purpose of Articles 13 and 14
CHAPTER IX. REVIEW
Article 29. Reports and review
CHAPTER X. FINAL PROVISIONS
Article 30. Exercise of delegated powers
Article 31. Committee procedure
Article 32. Amendments to Regulation (EU) No 648/2012
Article 33. Entry into force and application

23.12.2015

Official Journal of the European Union

L 337/1

REGULATION (EU) 2015/2365 OF THE EUROPEAN PARLIAMENT AND OF THE COUNCIL

of 25 November 2015

on transparency of securities financing transactions and of reuse and amending Regulation (EU) No 648/2012

(Text with EEA relevance)

THE EUROPEAN PARLIAMENT AND THE COUNCIL OF THE EUROPEAN UNION,

Having regard to the Treaty

Read the full text

This document is published by eur-lex.europa.eu.

Moonlit adds the citation network (823 references), article-level links and cross-references, which are available to search for free.