European Commission 16 October 2015, Commission Implementing Regulation (EU) 2016/99 of 16 October 2015 laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council (Text with EEA relevance)

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European Union · · · Cited by 11 · 16-10-2015

CHAPTER 1. GENERAL PROVISIONS
Article 1. Subject matter
CHAPTER 2. OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 116 OF DIRECTIVE 2013/36/EU
SECTION 1. Establishment and functioning of colleges
Article 2. Establishment and update of the mapping of a group of institutions
Article 3. Establishment of a college
Article 4. Establishment and update of contact lists
Article 5. Conclusion and amendment of the written coordination and cooperation arrangements
Article 6. Operational aspects of college meetings and activities
SECTION 2. Planning and coordination of supervisory activities in going concern situations
Article 7. General framework for the exchange of information between the consolidating supervisor, college members and observers
Article 8. Ongoing review of the permission to use internal approaches
Article 9. Notification of non-material extensions or changes in internal models
Article 10. Exchange of information on early warnings signs, potential risks and vulnerabilities
Article 11. Establishment and update of the college supervisory examination programme
SECTION 3. Planning and coordination of supervisory activities in preparation for and during emergency situations
Article 12. Establishment and update of the college framework for emergency situations
Article 13. Exchange of information during an emergency situation
Article 14. Coordination of the supervisory assessment of an emergency situation
Article 15. Coordination of the supervisory response to an emergency situation
Article 16. Monitoring and update of the coordinated supervisory response to an emergency situation
CHAPTER 3. OPERATIONAL FUNCTIONING OF COLLEGES FORMED IN ACCORDANCE WITH ARTICLE 51(3) OF DIRECTIVE 2013/36/EU
SECTION 1. Establishment and functioning of colleges
Article 17. Establishment and update of the mapping of an institution, establishment of a college, establishment and update of contact lists, and conclusion and amendment of the written coordination and cooperation arrangements
Article 18. Operational aspects of college meetings and activities
SECTION 2. Planning and coordination of supervisory activities in going concern situations
Article 19. General framework for the exchange of information between the competent authorities of the home Member State, college members and observers
Article 20. Establishment and update of the college supervisory examination programme
SECTION 3. Planning and coordination of supervisory activities in preparation for and during emergency situations and final provisions
Article 21. Establishment and update of the college framework for emergency situations
Article 22. Exchange of information during an emergency situation
Article 23. Coordination of the supervisory assessment of an emergency situation
Article 24. Coordination and monitoring of the supervisory response to an emergency situation
Article 25. Entry into force
ANNEX I. Mapping template

28.1.2016

Official Journal of the European Union

L 21/21

COMMISSION IMPLEMENTING REGULATION (EU) 2016/99

of 16 October 2015

laying down implementing technical standards with regard to determining the operational functioning of the colleges of supervisors according to Directive 2013/36/EU of the European Parliament and of the Council

(Text with EEA relevance)

THE EUROPEAN

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