European Commission 2 June 2016, Commission Delegated Regulation (EU) 2017/571 of 2 June 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers (Text with EEA relevance. )

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European Union · · · Cited by 75 · 02-06-2016

CHAPTER I. AUTHORISATION
Article 1. Information to competent authorities
Article 2. Information on the organisation
Article 3. Corporate governance
Article 4. Information on the members of the management body
CHAPTER II. ORGANISATIONAL REQUIREMENTS
Article 5. Conflicts of interest
Article 6. Organisational requirements regarding outsourcing
Article 7. Business continuity and back-up facilities
Article 8. Testing and capacity
Article 9. Security
Article 10. Management of incomplete or potentially erroneous information by APAs and CTPs
Article 11. Management of incomplete or potentially erroneous information by ARMs
Article 12. Connectivity of ARMs
Article 13. Other services provided by CTPs
CHAPTER III. PUBLICATION ARRANGEMENTS
Article 14. Machine readability
Article 15. Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 16. Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 17. Publication of original reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
Article 18. Details to be published by the APA
Article 19. Non-discrimination
Article 20. Details to be published by the CTP
Article 21. Entry into force and application

31.3.2017

Official Journal of the European Union

L 87/126

COMMISSION DELEGATED REGULATION (EU) 2017/571

of 2 June 2016

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers

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