European Commission 28 July 2016, Commission Delegated Regulation (EU) 2017/590 of 28 July 2016 supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities (Text with EEA relevance. )

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European Union · · · Cited by 149 · 28-07-2016

Article 1. Data standards and formats for transaction reporting
Article 2. Meaning of transaction
Article 3. Meaning of execution of a transaction
Article 4. Transmission of an order
Article 5. Identification of the investment firm executing a transaction
Article 6. Designation to identify natural persons
Article 7. Details of the identity of the client and identifier and details for the decision maker
Article 8. Identification of person or computer algorithm responsible for the investment decision
Article 9. Identification of person or computer algorithm responsible for execution of a transaction
Article 10. Designation to identify an applicable waiver
Article 11. Designation to identify a short sale
Article 12. Reporting of an execution for a combination of financial instruments
Article 13. Conditions upon which legal entity identifiers are to be developed, attributed and maintained
Article 14. Reporting transactions executed by branches
Article 15. Methods and arrangements for reporting financial transactions
Article 16. Determination of the most relevant market in terms of liquidity
Article 17. Entry into force and application
ANNEX I. Buyer details

31.3.2017

Official Journal of the European Union

L 87/449

COMMISSION DELEGATED REGULATION (EU) 2017/590

of 28 July 2016

supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having

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