European Commission 14 July 2016, Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance. )

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European Union · · · Cited by 38 · 14-07-2016

Article 1. General information
Article 2. Information on capital
Article 3. Information on shareholders
Article 4. Information on the management body and persons who direct the business
Article 5. Financial information
Article 6. Information on the organisation of the firm
Article 7. General requirements
Article 8. Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person
Article 9. Requirements applicable to shareholders and members with qualifying holdings
Article 10. Effective exercise of supervisory functions
Article 11. Entry into force and application

26.10.2017

Official Journal of the European Union

L 276/4

COMMISSION DELEGATED REGULATION (EU) 2017/1943

of 14 July 2016

supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

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