European Commission 21 September 2017, Commission Delegated Regulation (EU) 2017/2359 of 21 September 2017 supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products (Text with EEA relevance. )

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European Union · · · Cited by 62 · 21-09-2017

CHAPTER I. SCOPE AND DEFINITIONS
Article 1. Scope
Article 2. Definitions
CHAPTER II. CONFLICTS OF INTEREST AND INDUCEMENTS
Article 3. Identification of conflicts of interest
Article 4. Conflicts of interest policy
Article 5. Procedures and measures under the conflicts of interest policy
Article 6. Disclosure
Article 7. Review and record keeping
Article 8. Assessment of inducements and inducement schemes
CHAPTER III. ASSESSMENT OF SUITABILITY AND APPROPRIATENESS
SECTION 1. Assessment of suitability
Article 9. Information to be obtained for the purposes of the assessment of suitability
Article 10. Reliability of information
Article 11. Communication with customers regarding the assessment of suitability
Article 12. Automated advice
Article 13. Group insurance
Article 14. Suitability statement
SECTION 2. Assessment of appropriateness
Article 15. Assessment procedure
Article 16. Non-complex insurance-based investment products
SECTION 3. Provisions common to the assessment of suitability and appropriateness
Article 17. Information to be obtained from the customer
Article 18. Periodic report
Article 19. Retention of records
CHAPTER IV. FINAL PROVISIONS
Article 20. Entry into force and application

20.12.2017

Official Journal of the European Union

L 341/8

COMMISSION DELEGATED REGULATION (EU) 2017/2359

of 21 September 2017

supplementing Directive (EU) 2016/97 of the European Parliament and of the Council with regard to information requirements and conduct of business rules applicable to the distribution of insurance-based investment products

(Text with EEA relevance)

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