European Commission 14 December 2017, Commission Implementing Regulation (EU) 2017/2382 of 14 December 2017 laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance. )

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European Union · · · Cited by 20 · 14-12-2017

Article 1. Scope
Article 2. General requirements
Article 3. Submission of the investment services and activities passport notification
Article 4. Assessment of completeness and accuracy of the investment services and activities passport notification
Article 5. Communication regarding the investment services and activities passport notification
Article 6. Submission of the change of investment services and activities particulars notification
Article 7. Communication regarding the change of investment services and activities particulars notification
Article 8. Submission of the notification for the provision of arrangements to facilitate access to an MTF or an OTF
Article 9. Communication regarding the notification for the provision of arrangements to facilitate access to an MTF or an OTF
Article 10. Submission of the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
Article 11. Communication regarding the change of particulars for the provision of arrangements to facilitate access to an MTF or an OTF notification
Article 12. Submission of the branch passport notification
Article 13. Submission of the tied agent passport notification
Article 14. Assessment of completeness and accuracy of the branch passport notification or tied agent passport notification
Article 15. Communication regarding the branch passport notification
Article 16. Communication regarding the tied agent passport notification
Article 17. Submission of the change of branch particulars notification
Article 18. Submission of the change in the tied agent particulars notification
Article 19. Communication regarding the change of branch particulars notification
Article 20. Communication regarding the change of tied agent particulars notification
Article 21. Entry into force and application
ANNEX I. ANNEX II

20.12.2017

Official Journal of the European Union

L 340/6

COMMISSION IMPLEMENTING REGULATION (EU) 2017/2382

of 14 December 2017

laying down implementing technical standards with regard to standard forms, templates and procedures for the transmission of information in accordance with Directive 2014/65/EU of the European Parliament and of the Council

(Text with EEA relevance)

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