European Commission 13 December 2018, Commission Delegated Regulation (EU) 2019/359 of 13 December 2018 supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository (Text with EEA relevance.)

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European Union · · · Cited by 16 · 13-12-2018

Article 1. Identification, legal status and types of securities financing transactions
Article 2. Policies and procedures
Article 3. Ownership of the trade repository
Article 4. Ownership chart
Article 5. Organisational chart
Article 6. Corporate governance
Article 7. Internal control
Article 8. Regulatory compliance
Article 9. Senior management and members of the Board
Article 10. Staffing policies and procedures
Article 11. Fitness and properness
Article 12. Financial reports and business plans
Article 13. Management of conflicts of interest
Article 14. Confidentiality
Article 15. Inventory and mitigation of conflicts of interest
Article 16. Information Technology resources and outsourcing
Article 17. Ancillary services
Article 18. Transparency of access rules
Article 19. Verification of completeness and correctness of data
Article 20. Pricing policy transparency
Article 21. Operational risk
Article 22. Recordkeeping policy
Article 23. Data availability mechanisms
Article 24. Direct and immediate access to data by authorities
Article 25. Payment of fees
Article 26. Information to be provided in the case of extension of registration
Article 27. Verification of the accuracy and completeness of the application
Article 28. Entry into force

22.3.2019

Official Journal of the European Union

L 81/45

COMMISSION DELEGATED REGULATION (EU) 2019/359

of 13 December 2018

supplementing Regulation (EU) 2015/2365 of the European Parliament and of the Council with regard to regulatory technical standards specifying the details of the application for registration and extension of registration as a trade repository

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