European Commission 12 March 2019, Commission Delegated Regulation (EU) 2019/1122 of 12 March 2019 supplementing Directive 2003/87/EC of the European Parliament and of the Council as regards the functioning of the Union Registry (Text with EEA relevance.)

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European Union · · · Cited by 160 · 12-03-2019

TITLE I. GENERAL PROVISIONS
CHAPTER 1. Subject matter, scope and definitions
Article 1. Subject matter
Article 2. Scope
Article 3. Definitions
CHAPTER 2. The registries system
Article 4. Union Registry
Article 5. European Union Transaction Log
Article 6. Communication links between registries and the EUTL
Article 7. National administrators
CHAPTER 3. Accounts
Section 1. General provisions applicable to all accounts
Article 8. Accounts
Article 9. Account status
Article 10. The administering of accounts
Article 11. Notifications from the central administrator
Section 2. Opening and updating accounts
Article 12. Opening accounts administered by the central administrator
Article 13. Opening an auction collateral delivery account in the Union Registry
Article 14. Opening operator holding accounts in the Union Registry
Article 15. Opening aircraft operator holding accounts in the Union Registry
Article 16. Opening trading accounts in the Union Registry
Article 17. Opening national holding accounts in the Union Registry
Article 18. Registering verifiers in the Union Registry
Article 19. Refusal to open an account or register a verifier
Article 20. Authorised representatives
Article 21. Nominating and approval of authorised representatives
Article 22. Updating of account information and information on authorised representatives
Article 23. Trusted account list
Section 3. Closure of accounts
Article 24. Closure of accounts
Article 25. Closure of operator holding accounts
Article 26. Closure of aircraft operator holding accounts
Article 27. Removing verifiers
Article 28. Closure of accounts and removal of authorised representatives on the administrator's initiative
Article 29. Positive balance on accounts under closure
Section 4. Suspension of access to accounts
Article 30. Suspension of access to accounts
TITLE II. SPECIFIC PROVISIONS FOR THE UNION REGISTRY FOR THE UNION EMISSIONS TRADING SYSTEM
CHAPTER 1. Verified emissions and compliance
Article 31. Verified emissions data for an installation or aircraft operator
Article 32. Blocking of accounts due to a failure to submit verified emissions
Article 33. Calculation of compliance status figures
CHAPTER 2. Transactions
Section 1. General
Article 34.
Article 35. Execution of transfers
Article 36. Nature of allowances and finality of transactions
Section 2. Creation of allowances
Article 37. Creation of allowances
Section 3. Account transfers before auctions and allocation
Article 38. Transfer of general allowances to be auctioned
Article 39. Transfer of general allowances to be allocated free of charge
Article 40. Transfer of aviation allowances to be auctioned
Article 41. Transfer of aviation allowances to be allocated free of charge
Article 42. Transfer of aviation allowances to the special reserve
Article 43. Transfer of general allowances to the EU Total Quantity-Account
Article 44. Transfer of aviation allowances to the EU Aviation Total Quantity Account
Article 45. Deletion of aviation allowances
Section 4. Allocation to stationary installations
Article 46. Entry of national allocation tables into the Union Registry
Article 47. Changes to the national allocation tables
Article 48. Free allocation of general allowances
Section 5. Allocation to aircraft operators
Article 49. Changes to the national aviation allocation tables
Article 50. Free allocation of aviation allowances
Article 51. Return of aviation allowances
Section 6. Auction
Article 52. Entry of auction tables into the EUTL
Article 53. Changes to the auction tables
Article 54. Auctioning of allowances
Section 7. Trading
Article 55. Transfers of allowances
Section 8. Surrender of allowances
Article 56. Surrender of allowances
Section 9. Deletion of allowances
Article 57. Deletion of allowances
Section 10. Transaction reversal
Article 58. Reversal of finalised processes initiated in error
CHAPTER 3. Links with other greenhouse gas emission trading systems
Article 59. Implementation of linking arrangements
TITLE III. COMMON TECHNICAL PROVISIONS
CHAPTER 1. Technical requirements of the Union Registry and the EUTL
Section 1. Availability
Article 60. Availability and reliability of the Union Registry and the EUTL
Article 61. Helpdesks
Section 2. Security and authentication
Article 62. Authentication of the Union Registry
Article 63. Accessing accounts in the Union Registry
Article 64. Authentication and authorisation in the Union Registry
Article 65. Suspension of all access due to a security breach or a security risk
Article 66. Suspension of access to allowances in the case of a suspected fraudulent transaction
Article 67. Cooperation with relevant competent authorities and notification of money laundering, terrorist financing or criminal activity
Article 68. Suspension of processes
Article 69. Suspension of linking agreements
Section 3. Automated checking, recording and completing of processes
Article 70. Automated checking of processes
Article 71. Detection of discrepancies
Article 72. Detection of discrepancies within the Union Registry
Article 73. Reconciliation — detection of inconsistencies by the EUTL
Article 74. Finalisation of processes
Section 4. Specifications and change management
Article 75. Data exchange and technical specifications
Article 76. Change and release management
CHAPTER 2. Records, reports, confidentiality and fees
Article 77. Processing of information and personal data
Article 78. Records
Article 79. Reporting and availability of information
Article 80. Confidentiality
Article 81. Fees
Article 82. Interruption of operation
TITLE IV. TRANSITIONAL AND FINAL PROVISIONS
Article 83. Implementation
Article 84. Further use of accounts
Article 85. Use restrictions
Article 86. Provision of new account information
Article 87. Amendments to Regulation (EU) No 389/2013
Article 88. Repeal
Article 89. Entry into force and application
ANNEX I. ANNEX II

2.7.2019

Official Journal of the European Union

L 177/3

COMMISSION DELEGATED REGULATION (EU) 2019/1122

of 12 March 2019

supplementing Directive 2003/87/EC of the European Parliament and of the Council as regards the functioning of the Union Registry

(Text with EEA relevance)

THE EUROPEAN COMMISSION,

Having regard to the Treaty on the Functioning of the European Union,

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