Court of Appeals for the Second Circuit October 4, 1968, 42/43, Dockets 32349/32350 (Donlon Industries, Inc. v. Michael Forte and Gerald Ehrlich, and Tessel, Paturick & Ostrau, Inc., and Lionel Weiser)

FRIENDLY, Chief Judge:

In this action in the District Court for the Southern District of New York relating to the purchase of stock of Lieco, Inc., plaintiff alleged that defendants had violated § 17(a) of the Securities Act of 1933 and § 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Appellants Tessel, Paturick

&

Ostrau, Inc.