District Court, S.D. New York September 28, 1972, 72 Civ. 269 (Securities and Exchange Commission v. Shapiro)

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United States · · · 28-09-1972

OPINION

MacMAHON, District Judge.

This is an action, brought by the Securities and Exchange Commission (“S. E.C.”) under Section 10(b) of the Securities Exchange Act, 15 U.S.C. § 78j(b), and Rule 10b-5 of the S.E.C.

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