District Court, D. Connecticut April 27, 1976, Civ. N-75-161 (Plunkett v. Dominick & Dominick, Inc.)

RULING ON MOTIONS TO DISMISS

NEWMAN, District Judge.

These motions to dismiss counts I, II, and III of the amended complaint by defendant Reynolds Securities, Inc. [Reynolds] and to dismiss counts II and III of the amended complaint by Dominick & Dominick, Incorporated [Dominick] raise unsettled issues concerning the secondary liability of a broker-dealer for the acts of one of its employees.