Court of Appeals for the First Circuit June 16, 1978, 77-1434 (United States v. Robert Waldman and David E. Dick)

COFFIN, Chief Judge.

Defendants-appellants Waldman and Dick were convicted and sentenced on fifteen counts of securities fraud violating 15 U.S.C. § 77q(a) and 77x.

1

Each count alleged that defendants mailed a confirmation of purchase of a security, involving a

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different transaction on a different day.

2

The indictment, listing 58 counts, was returned on March 3, 1977.