Court of Appeals for the Sixth Circuit February 27, 1979, 77-3088 (Fed. Sec. L. Rep. P 96,786 Edgar C. Fryling and Onie Fryling v. Merrill Lynch, Pierce, Fenner & Smith Inc. And William Roebuck, Defendants)

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United States · · · 27-02-1979

HARRY PHILLIPS, Senior Circuit Judge.

This appeal involves an effort to invoke federal securities laws to protect an investor from his own unorthodox and high-risk investment philosophy and practices.

Appellants Edgar C. Fryling and Onie Fryling, husband and wife, filed suit against appellees Merrill Lynch, Pierce, Fenner & Smith, Inc.

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