District Court, S.D. New York January 21, 1981, 79 Civ. 5653(MEL) (Berger v. Merrill Lynch, Pierce, Fenner & Smith, Inc.)

LASKER, District Judge.

Stephen Berger alleges

inter alia

that Merrill Lynch, Pierce, Fenner & Smith, Incorporated (“Merrill Lynch”) and Robert S. Corwin, a securities salesman for Merrill Lynch, violated the Securities and Exchange Act of 1934, 15 U.S.C. § 78b, and Rule 10b-5, 17 C.F.R. § 240.