District Court, S.D. New York October 12, 1982, 81 Civ. 6938 (Tedeschi v. Smith Barney, Harris Upham & Co., Inc.)

OPINION

EDWARD WEINFELD, District Judge.

This is a diversity action

1

by Anthony Tedeschi (“Tedeschi”) and his wife Lois against Smith Barney, Harris Upham & Co., Inc. (“Smith Barney”), an investment banking firm, Martin Berglas, Smith Barney’s assistant general counsel, and John Maine, Smith Barney’s Philadelphia branch manager. The complaint alleges six state-law causes of action.