Court of Appeals for the Second Circuit April 30, 1985, No. 817, Docket 84-7941 (Schwartz v. Gordon)

MANSFIELD, Circuit Judge:

The principal question raised by this appeal is whether the fiduciary duties imposed by Title I of the Employee Retirement Income Security Act of 1974 (ERISA), 29 U.S.C. §§ 1001-1461 (1982), apply to a “Keogh” retirement plan maintained by a self-employed individual who is the sole contributor to and beneficiary of the account. We hold that they do not.

Dr.