Court of Appeals for the Ninth Circuit March 28, 1986, 84-7091 (Premex, Incorporated, and Samuel N. Zack v. Commodity Futures Trading Commission)

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United States · · · 28-03-1986

CANBY, Circuit Judge:

Samuel N. Zack seeks review of a final order of the Commodities Futures Trading Commission (Commission) that revoked his registration as an associated person and imposed a civil monetary penalty. We affirm in part and reverse in part.

BACKGROUND

Zack was an officer and shareholder

1

of Premex, Inc.

2

Premex, a Michigan corporation, sells precious metals leverage contracts.

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