Court of Appeals for the D.C. Circuit October 10, 1986, 85-1475 (Raymond Dirks v. Securities and Exchange Commission)

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United States · · · 10-10-1986

STARR, Circuit Judge:

This is a petition for review of the Securities and Exchange Commission’s imposition of a six-month suspension sanction on Raymond Dirks, a brokerage firm principal, pursuant to section 14(b) of the Securities Investor Protection Act.

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