District Court, District of Columbia January 29, 1987, Civ. A. 84-2724 (Hammerman v. Peacock)

MEMORANDUM OPINION

NORMA HOLLOWAY JOHNSON, District Judge.

Counterdefendants in this case, the brokerage firm of Smith Barney, Harris Up-ham & Company, Inc. (Smith Barney), and Robert Hammerman, a former Smith Barney accounts executive, have moved for summary judgment with respect to the federal securities law claims asserted against them by counterclaimant Thomas A.