Ohio Court of Appeals April 1, 1992, No. 15271. (Neubrander v. Dean Witter Reynolds, Inc.)

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United States · · · 01-04-1992

Cacioppo, Judge.

Appellant, David Neubrander, was employed by the appellee, Dean Witter Reynolds, Inc. (“Dean Witter”), as an account executive from November 1985 to January 1989. To become a registered representative of Dean Witter, Neubrander completed an application for securities industry registration.

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