United States Bankruptcy Court, S.D. New York February 16, 1996, 19-10335 (Horwitz v. Sheldon (In Re Donald Sheldon & Co.))

Memorandum Decision on Waiver of Fifth Amendment Privilege

ARTHUR J. GONZALEZ, Bankruptcy Judge.

INTRODUCTION

Donald Sheldon is the principal and founder of Donald Sheldon & Co., Inc. (the “Debt- or”), a securities brokerage house, which filed for Securities Investor Protection Act (“SIPA”) liquidation in 1985.

See Federal Insurance Co. v. Horwitz (In re Donald Sheldon & Co., Inc.),

150 B.R.