Court of Appeals for the Fifth Circuit November 27, 1996, 95-40820 (Fed. Sec. L. Rep. P 99,416 United States of America v. J. Chandler Peterson)

FALLON, District Judge:

On May 9, 1995, a jury convicted J. Chandler Peterson of violating SEC Rule 10b-5 in connection with a sale of securities to the Pipefitters Local No. 195 Pension Trust Fund in Nederland, Texas.

See

15 U.S.C. § 78(b); 17 C.F.R. § 240.10b-5.