District Court, D. Maine August 27, 1997, Civ. 95-164-B (Securities & Exchange Commission v. Deyon)

FINDINGS OF FACT AND CONCLUSIONS OF LAW

BRODY, District Judge.

Plaintiff, the Securities and Exchange Commission (“SEC”), alleged in a Complaint dated July 25, 1995, that Defendants, Ellis Deyon, Bradley Gullett, Sherwood Craig, William Hanke, and Dove Investment Group, Inc., violated Section 17(a) of the Securities Act of 1933,15 U.S.C.