District Court, District of Columbia July 16, 1998, CIV.A. 95-1621(GK) (Zandford v. National Ass'n of Securities Dealers, Inc.)

MEMORANDUM OPINION

KESSLER, District Judge.

This is Plaintiff Charles Zandford’s third suit against Defendants relating to actions taken under the regulatory and disciplinary authority of the National Association of Securities Dealers, Inc. (“NASD”). Both prior cases have been dismissed.

This case arises from a 1994 indictment and subsequent conviction of Zandford on thirteen counts of wire fraud.