District Court, S.D. Indiana May 30, 2000, No. IP 1425-C-B/S (Hirata Corp. v. J.B. Oxford & Co.)

ENTRY GRANTING IN PART AND DENYING IN PART DEFENDANT’S MOTION TO DISMISS

BARKER, District Judge.

Plaintiffs, Hirata Corporation and Hirata Corporation of America (collectively “Hirata”), allege that Stratton Oakmont (“Stratton”), a New York-based securities broker, sold securities in Indiana without being properly registered in Indiana, including the sale of securities purchased with Hirata