District Court, S.D. New York January 24, 2001, 97-40501 ALG (Securities Investor Protection Corp. v. Stratton Oakmont, Inc. (In Re Stratton Oakmont, Inc.))

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United States · · · 24-01-2001

MEMORANDUM OF DECISION

ALLAN L. GROPPER, Bankruptcy Judge.

Stratton Oakmont, Inc. (“Stratton Oak-mont”) was a securities broker-dealer and a member of the National Association of Securities Dealers (“NASD”) and the Securities investor Protection Corporation (“SIPC”).

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