District Court, S.D. New York February 19, 2003, 21 MC 92(SAS) (In Re Initial Public Offering Securities Litigation)

Also known as

United States · · · 19-02-2003

OPINION AND ORDER

SCHEINDLIN, District Judge.

This Document Relates To: All Cases

TABLE OF CONTENTS

†

INTRODUCTORY MATERIAL

I. INTRODUCTION.293

II. SYNOPSIS OF HOLDINGS.295

III.SECURITIES LAW, HOT ISSUES MARKETS AND TIE-IN AGREEMENTS .298

*291

A. General Background on the Securities Act and Exchange Act. OO 05 03

B. Hot Issues Markets, Market Manipulation and Tie-in Agreements 05 Oj 03

1.

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