Court of Appeals for the Third Circuit July 7, 2003, 01-17027 (Securities and Exchange Commission v. John A. Hickey, and Mamie Tang, Continental Capital Financial Group, Inc. Continental Capital Income Fund II Jm Regional, Inc. Continental Capital Properties I, Inc. Continental Capital Securities Group, Inc. Continental Capital Investments, Inc. Continental Capital Employees, Inc. Continental Capital Secured Principal With Income Fund I Continental Capital Private Equity Fund I D.E. Frey & Company, Inc., Securities and Exchange Commission v. John A. Hickey, and John Hickey Brokerage, Third Party-Appellant)

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