District Court, S.D. New York May 5, 2004, MDL No. 1500, No. 02 Civ. 5575(SWK) (In Re AOL Time Warner, Inc. Securities & "Erisa" Litigation)

OPINION AND ORDER

KRAM, District Judge.

TABLE OF CONTENTS

I. INTRODUCTION .201

II. PROCEDURAL HISTORY OF THIS ACTION.202

III. THE PARTIES.203

IV. THE COMPLAINT.204

Y. PLAINTIFF’S SUBSTANTIVE CLAIMS.205

A. Section 11.205

B. Section 12(a)(2).205

C. Section 15.205

D. Section 13.205

E. Section 10(b).206

F. Section 14.206

G. Section 20 .206

H. 28 U.S.C. § 1658 (“Sarbanes-Oxley”).206

VI.