District Court, S.D. New York August 3, 2004, No. 02CIV8855(LAK)(HBP) (Securities & Exchange Commission v. Beacon Hill Asset Management LLC)

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United States · · · 03-08-2004

OPINION AND ORDER

PITMAN, United States Magistrate Judge.

I. Introduction

This is an enforcement action in which the Securities and Exchange Commission (“SEC”) alleges numerous violations of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78a et seq. The matter has been referred to me to resolve certain, specific discovery disputes.

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