District Court, N.D. Illinois July 10, 2007, 06 C 3166 (Securities & Exchange Commission v. Roszak)
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United States · · · 10-07-2007
MEMORANDUM OPINION AND ORDER
CASTILLO, District Judge.
The Securities and Exchange Commission (“SEC”) brought this civil action alleging violations of Section 10(b) of the Securities Exchange Act of 1934 (“the Exchange Act”), 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.
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