District Court, S.D. New York April 29, 2009, 07 Crim. 1029(DC) (United States v. Nouri)

MEMORANDUM DECISION

CHIN, District Judge.

In this case, in an indictment filed on November 8, 2007, defendant Dennis Michael Nouri (“Nouri”) has been charged with criminal securities violations. Prior to the filing of the indictment, Nouri was the subject of a civil investigation by the Securities and Exchange Commission (the “SEC”).