Court of Appeals for the Tenth Circuit March 23, 2010, 08-4029 (Securities & Exchange Commission v. Merrill Scott & Associates, Ltd.)

Also known as

United States · · · 23-03-2010

FILED

United States Court of Appeals

Tenth Circuit

March 23, 2010

PUBLISH Elisabeth A. Shumaker

Clerk of Court

UNITED STATES COURT OF APPEALS

TENTH CIRCUIT

SECURITIES AND EXCHANGE

COMMISSION,

Plaintiff,

v. No. 08-4029

MERRILL SCOTT & ASSOCIATES,

LTD.; MERRILL SCOTT &

ASSOCIATES, INC.; PHOENIX

OVERSEAS ADVISERS;

GIBRALTER PERMANENTE;

PATRICK M. BRODY; DAVID E.

ROSS, II; MICHAEL G.

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