Nevada Supreme Court May 24, 2013, 60719 (in Re: Discipline of Ronald Serota)

Also known as

United States · · · 24-05-2013

Serota's client was a defendant in an action by the SEC in

federal court. In anticipation of a negotiated outcome in that case, the

client paid Serota all of the monies due in advance, by way of fourteen

checks totaling $319,901.59 written between July 2 and July 24, 2009,

which were deposited in Serota's client trust account.

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