District Court, D. Massachusetts May 23, 2013, Civil Case No. 12-12005-NMG (Bruck v. Morgan Stanley Smith Barney, LLC)

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United States · · · 23-05-2013

MEMORANDUM & ORDER

GORTON, District Judge.

Plaintiff Michael Bruck (“Bruck”) alleges that defendants Morgan Stanley Smith Barney, LLC and Morgan Stanley & Co., LLC (collectively “Morgan Stanley” or “defendants”) created “an unlawful and fraudulent scheme to avoid the fiduciary duties imposed upon them” by the Investment Advisors Act (“LAA”).

I.

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