District Court, S.D. New York February 28, 2014, Nos. 09-CV-1749 (GBD), 09-CV-1750 (GBD) (Commodity Futures Trading Commission v. Walsh)

MEMORANDUM DECISION AND ORDER

GEORGE B. DANIELS, District Judge:

The Commodity Futures Trading Commission (“CFTC”) and the Securities Exchange Commission (“SEC”) brought a securities enforcement action seeking disgorgement of funds from Janet Schaberg (sued herein as a ‘relief defendant’ under her prior married name, Janet Walsh), ex-wife of alleged Ponzi-schemer Stephen Walsh.