Colorado Court of Appeals December 29, 2016, Court of Appeals No. 15CA2033 (Rome v. Mandel)

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United States · · · 29-12-2016

Opinion by

JUDGE NAVARRO

¶ 1 The Securities Commissioner of Colorado, Gerald Rome, brought this civil enforcement action urider the Colorado Securities Act (CSA), §§ 11-51-101 to -908, C.R.S. 2016, against defendants, Marc Mandel and Wall Street Radio, Inc. d/b/á' Winning on Wall Street (WSR).

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