District Court, S.D. New York August 25, 2017, 17cv1789 (DLC) (Securities v. Lek Securities Corp.)

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United States · · · 25-08-2017

OPINION AND ORDER

DENISE COTE, United States District Judge

Broker-dealer Lek Securities Corporation (“Lek”) and its principal Samuel Lek (collectively “the Lek Defendants”) have moved to dismiss the securities fraud action filed against them by the Securities and Exchange Commission (“SEC”).

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