Court of Appeals for the Ninth Circuit September 24, 2018, 16-55780 (SEC v. Willie Gault)

NOT FOR PUBLICATION FILED

UNITED STATES COURT OF APPEALS SEP 24 2018

MOLLY C. DWYER, CLERK

U.S. COURT OF APPEALS

FOR THE NINTH CIRCUIT

SECURITIES AND EXCHANGE No. 16-55780

COMMISSION,

D.C. No.

Plaintiff-Appellee, 8:11-cv-01962-JVS-AN

UNITED STATES OF AMERICA,

MEMORANDUM*

Intervenor-Plaintiff-

Appellee,

v.

WILLIE JAMES GAULT,

Defendant-Appellant,

HEART TRONICS, INC.; et al.,

Defendants.